Reflections on the BIAPT Annual Conference

Edinburgh Climate Change Institute. Image Rachel Hammersley

On a dark and bitterly cold morning in January I literally slipped and skidded down my street in order to catch a train to Edinburgh for the British and Irish Association of Political Thought conference. Despite BIAPT holding an annual conference since 2008 - and its forerunner the Political Thought Conference dating back to the early 1970s - I am ashamed to say it was the first I have attended. Given how interesting and thought-provoking the papers were, I hope it will not be my last.

Unfortunately the demands of work and home meant that I was only able to attend the first day of this three-day event. I was sorry to miss what looked like some excellent papers on the Thursday and Friday. This means that the comments below focus only on those papers I attended on Wednesday 7th January. The conference was held at the Edinburgh Climate Change Institute and topics such as climate change, environmental political theory and ecology featured prominently in the programme, but my only engagement with that topic came via the first keynote.

Hugo Grotius, by Willem Jacobsz Delff, after Michiel Jansz. van Mierevelt. National Portrait Gallery. NPG 26250. Reproduced under a Creative Commons Licence.

One of the recurring themes that spoke to my interests was popular sovereignty. It was explored in detail in the panel entitled 'Visions of the People'. Dario Castiglione explored the majority principle and its relationship to democracy and popular sovereignty. He emphasised the historical importance of majority rule in non-democratic - and even non-political - contexts, noting that many of those discussing the topic today forget this history, tending to see majority rule as specific to democratic government. He explained that in the sixteenth and seventeenth centuries majority rule was often used for collective decision-making in private contexts, for example in legal or business settings. He also helpfully highlighted some of the issues with majority rule explored by early modern thinkers. These included: the epistemic problem of whether majority rule produces the best result for the community; why and how the majority comes to represent all voters; and on what grounds minorities are obliged to obey the majority. Castiglione noted that in Roman Law the sense that the majority represented the whole group was a legal fiction. For some it can be justified simply on the grounds of numbers or force, but seventeenth-century natural law theorists sought a more robust justification. For Hugo Grotius and John Locke while majority rule was not natural, it was rational. For Locke, it was also moral, since it encompassed both respect for all - in allowing all to contribute to the collective decision - and the opportunity for agency (which the use of sortition would not). By contrast Samuel Pufendorf and Jean-Jacques Rousseau offered a different account, suggesting that majority rule was not rational but rather a matter of convention. Castiglione's argument was that there is a missing element to these discussions, derived from the notion of fraternity or solidarity, which can help to show how and why the minority remains part of the community despite their will not becoming law.

James Harris took as his starting point Philip Pettit's recent book The State, and the argument Pettit develops there about how and why the people as a body can have collective powers (both constitutional and extra-constitutional) against the state. In challenging Thomas Hobbes's view that it is incoherent to imagine the people as a body acting against the state, Pettit distinguishes between three understandings of 'the people': the unincorporated people ('the multiple citizens considered independently of the polity they form' (Philip Pettit, The State. Princeton University Press. 2023, p. 212)); the incorporated people (the people as a corporate body - effectively the state itself); and his own third conception which he calls 'the people incorporating' or the people in a properly political guise - embodying their potential for joint action (Pettit, The State, p. 212). James was unconvinced by this move, but it did generate interesting discussion on the relationship between the people and the state and just how popular sovereignty can be exercised.

The final paper on the panel, by Camila Vergara, approached popular sovereignty and the people from yet another direction, in examining the origins and development of two distinct versions of modern populism. The first, which she traces back to Mikhail Bakunin, reflects plebeian resistance to oligarchic domination. The second, which has its roots in the ideas of Carl Schmitt, is characterised by ethno-nationalism. Whereas for Bakunin, nationality was irrelevant, with the people's interests and their experience of exclusion and oppression transcending national boundaries, Schmitt saw the nation as key, with citizens sharing a common cultural identity. The consequences of these different visions, Camilla argued, are stark, where Bakunin's model is the basis for popular revolution and emancipation through the establishment of bottom-up federative networks, that of Schmitt is used to legitimise state power and disable any exercise of power from below.

Camilla and I had also discussed popular sovereignty on an earlier panel that focused on Arthur Ghins's forthcoming book The People's Two Powers. Here the emphasis was on the relationship between popular sovereignty and public opinion. As Arthur explained, these concepts have conventionally been studied separately but the relationship between them is itself important. Where popular sovereignty is a means by which the people engages in decision-making, generally via voting, public opinion provides an opportunity for the people to express influence via media such as clubs, newspapers and petitions. Arthur's book traces the different understanding of the relationship between these two concepts offered by various thinkers in late eighteenth- and early nineteenth-century France. He demonstrates that as the century progressed there was a general move towards a position in which popular sovereignty was limited to the election of representatives, with public opinion providing the main opportunity for the people to influence politics between elections. Tracing the relationship between these two concepts across one hundred years of French thought he came to the striking conclusion that while we see public opinion as intrinsically democratic (and as a key component of 'Liberal Democracy') it was originally deployed in the 1790s and early nineteenth century against a version of representative democracy which emphasised popular sovereignty.

This aspect of Arthur's book points towards a second general theme that was explored in a number of the papers I heard - the problem of baked-in principles or assumptions stymying the efficacy of particular concepts. Arthur showed the extent to which modern liberal democracy is inherently anti-plebeian by exploring its origins. Public opinion is emphasised over popular sovereignty and the latter is understood as involving nothing more than the periodic election of representatives. At the same time for many of the thinkers he has studied public opinion was subject to elite control and even manipulation.

The Panel entitled 'Is Civility Reactionary' looked at a different 'baked-in assumption' namely the notion that civility is inherently conservative. As all three speakers noted, the literature on civility and incivility tends to be sharply divided, with formalists praising civility as a social lubricant while critics view civility as an instrument of social control and a means of preventing dissent. All three panellists challenged this view, arguing that there is a role for civility, as Carole Gayet-Viaud put it, as a living part of democratic culture. While the three speakers had the same overall aim and understood the existing literature in similar ways, the research and observations behind each paper were distinct. Gayet-Viaud is motivated by her ethnographic work on urban public life and especially the experiences of women in these settings. Bice Maiguashaca grounded her case in the experience of feminist movements and their use of techniques of solidarity and prefiguration both of which present an alternative to the eruptive and insurrectionary model of incivility emphasised in the literature. Suzanne Whitten's work on Northern Ireland has highlighted to her the importance of civility in building and sustaining a shared life for communities living in post-conflict societies. She explored the idea of plural civilities - of the need for a common set of civility norms in addition to (rather than instead of) the in-group civility norms of different communities, and she explored the ways in which these have to be carefully developed in order to build trust.

In her opening keynote address, Alyssa Battistoni explored another example of baked-in assumptions stymying progress - the commonplace that capitalism, and therefore our current political economy and political theory, are inherently antithetical to environmental perspectives. She began by setting out the view, expressed by many in the field, that climate change presents a challenge to political theory as a discipline; that the terms and categories are not adequate to address the problems it poses and that what is, therefore, required is its fundamental rethinking. While not entirely unsympathetic to this view, Battistoni mounted a strong response to it. She argued that we do not have time for a complete rethinking of political theory, the pressing nature of climate change is simply not compatible with an overhaul of our terms, concepts, and ideologies. Rather we need to do what is possible with what we have to hand. Moreover, she insisted that the history of political thought actually offers rich resources to help us deal with those issues. This is reflected in Battistoni's own recent book Free Gifts: Capitalism and the Politics of Nature, which draws on the history of political economy, and especially Karl Marx's analysis of capitalism, to understand the relationship between nature and the human world. The book offers a diagnosis of why capitalism fails to address ecological matters, because of the capitalist understanding of natural resources as free gifts.

Of course offering diagnoses is one thing, taking action is another. This question of the practical relevance of political thinking was a third theme I identified across the papers I attended. Battistoni addressed this directly, acknowledging that the relationship between understanding and practical transformation is complex. There are limits to what academic political theory can do, and academic research rarely does the work of politics. Moreover, academic work and activism are directed at different audiences and have different underlying aims. Writing a book will achieve some things, she argued, but it does not and cannot achieve others. Nonetheless Battistoni was clear that the two can and do inform each other. This sense of there being a symbiotic relationship between academic work and activism was reflected in several other papers. The papers on civility offered a model in which practice informs thinking (challenging the very notion of civility as inherently reactionary) and the resulting theorising then helps to shape future practice. Similarly Camila Vergara's paper demonstrated how understanding the origins and development of different versions of populism has relevance for how we deal with those movements today. Despite the current state of the world, I left the conference reassured that political theory remains vibrant and convinced that, while it cannot offer simple solutions to today's pressing problems, it can help us to understand them more clearly.

Myths Concerning Republicanism 3: Republics Require Virtuous Citizens

The events of the last two weeks have brought to the fore the relationship between the individual and society. The spread of Covid-19, as well as our ability to access food and other basic necessities, depend on whether people behave in their own or the public interest. Moreover, many commentators have noted that this crisis has brought out both the best and worst in people. Though this blogpost was written before the Coronavirus situation in the UK escalated and we were confined to our homes, exploring the role that virtue can and should play in society now seems particularly pertinent.

Those who have written about the history of republicanism tend to agree that two key concepts lie intertwined at its heart: liberty and virtue. Recent scholarship has placed greater emphasis on the former. Particularly influential has been Quentin Skinner's argument that there is a distinctive understanding of liberty popular with past republican thinkers, which insists that freedom requires not just the absence of physical restraint (as the liberal understanding would suggest) but also not being dependent on another person's will. This understanding of liberty as non-dependence is central to Philip Pettit's influential attempt to establish neo-republicanism as an alternative to modern liberalism today. It is no doubt easier for current advocates of republican government to emphasise liberty, which remains a fundamental and respected value in the twenty-first century, than to try to argue in favour of virtue, a value that, aside from aficionados of virtue ethics, brings with it connotations of ancient self-sacrifice and Christian moralising.

Another myth about republican government that potentially amounts to an objection to its revival in the present, then, is that it requires the exercise of an unreasonable degree of virtue on the part of citizens. As with the other myths that have been explored in this blog, there is some justification for this.

Jacques-Louis David, ‘Brutus and the Lictors’ reproduced thanks to the Getty’s Open Content program.

Jacques-Louis David, ‘Brutus and the Lictors’ reproduced thanks to the Getty’s Open Content program.

The ancient philosopher Cicero did much to cement the importance of virtue within the republican tradition. In his book De Officiis (On Duties) he took from Plato's Republic two crucial pieces of advice for those taking charge of public affairs: 'first to fix their gaze so firmly on what is beneficial to the citizens that whatever they do, they do with that in mind, forgetful of their own advantage. Secondly, let them care for the whole body of the republic rather than protect one part and neglect the rest' (Cicero, On Duties, ed. M. T. Griffin and E. M. Atkins, Cambridge, 1991, p. 33). Elsewhere in the work he voiced the idea that makes such behaviour seem impossible. Noting that, of the many fellowships that bind humans together, the most precious is the republic, he went on: 'What good man would hesitate to face death on her behalf, if it would do her a service?' (Cicero, On Duties, p. 23). 

This idea that republican virtue requires the subordination of one's private interests to the public good, and that a good republican must be prepared to make immense sacrifices for the good of the whole, was reiterated in the eighteenth century. Perhaps the most powerful reflection of it is to be found in the art work of the French revolutionary painter Jacques-Louis David. His painting Brutus and the Lictors (1789) drew on a famous story from Roman history to explore the central themes of patriotism and the sacrifice of the individual for the good of the state. Lucius Junius Brutus, who had been responsible for expelling the Tarquins from Rome and thereby establishing the republic, discovered that his sons had been acting to restore the monarchy. He prioritised the good of the state over his own family by sentencing his sons to death for treason. While David's picture captures the enormous weight of Brutus's sacrifice, the message is clear that he made the right decision.

This understanding of 'virtue' is still in evidence today in the respect shown to veterans and their families. Moreover it is currently on display among those working in the NHS, care homes, supermarkets, and other essential services who are continuing to attend work despite the risks to their own health. Nevertheless few would welcome the notion, under normal circumstances, that civilian citizens should regularly be expected to put their lives or those of their family on the line for the public good.

I want to offer two thoughts in response to this myth. First that if we understand what is required in less extreme terms we can perhaps find some value in grounding our society more firmly in virtue - in a concern for the public good rather than mere private interests. Secondly, that some republican theorists were well aware that expecting human beings willingly to make huge sacrifices for the good of the public was unrealistic. They suggested, instead, that laws and systems of rewards and punishments could be used to create a situation in which people could be motivated by self-interested concerns to behave in a way that benefited the public as a whole. This approach might offer some possibilities for future policy.

To some degree those of us living in countries with a welfare state already accept the principle of sacrificing individual advantages for the good of the whole. The National Health Service in the UK, for example, is premised on the belief that free health care at the point of need is a public good and that individual citizens must sacrifice a portion of their income in order to pay for it. Similarly, here in the UK taxes ensure that free primary and secondary education is available to all children up to the age of 18, and this is paid for by all citizens regardless of whether they themselves have children, or indeed whether they choose to send their children to state schools.

We could extend this idea to other aspects of society. In an article that I linked to in last month's blogpost, George Monbiot argues that the choice we have to make is between 'public luxury for all, or private luxury for some'. He encourages us to imagine a society in which the rich sacrifice their private swimming pools and the middle class their private gym membership, reinvesting that money in high quality public sports facilities that are open to all. A society where a purpose-built public transport system provides swift, efficient, and comfortable travel for everyone, making it rational for individuals to leave their cars at home or abandon them altogether. One in which private gardens of varying sizes are exchanged for vast public parks complete with imaginatively thought out, well constructed, and properly maintained playgrounds that provide opportunities for all children to play and have fun, while in the process improving their health and wellbeing

Portrait of Pieter de la Court by Abraham Lambertsz van den Tempel (1667). Reproduced from Wikimedia Commons.

Portrait of Pieter de la Court by Abraham Lambertsz van den Tempel (1667). Reproduced from Wikimedia Commons.

The problem is how we persuade people to make such sacrifices. We can find some answers by examining republican arguments of the past. While some republicans - particularly those of a strongly religious bent such as John Milton and Algernon Sidney - insisted on the need for genuine virtue on the part of rulers and citizens alike, others - including the Dutch thinkers Johann and Pieter de la Court, the Englishman James Harrington, the Frenchman the Abbé Mably, and the American John Adams - did not have such high expectations of the human capacity for virtue. They accepted that the majority of people would not be willing to make sacrifices for the public good unless it was clearly in their interests to do so. Consequently they argued that laws should be designed so as to direct people towards virtuous behaviour or that other incentives - such as honours and rewards - could be used to induce people to act in the public interest.

Harrington's whole constitutional system was designed with this end in mind. His most famous articulation of the argument was his story of two girls dividing a cake between them. If one girl cuts the cake, but the other gets first choice as to which piece she wants, the first girl will be led by her own self-interest (in this case understood as her desire to get the largest piece of cake) to divide the cake as evenly as she possibly can. Harrington used this as a metaphor for the organisation of legislative power within the state. He insisted on a bicameral legislature and argued that the upper house or senate should make legislative proposals, but the lower house should have the final say as to whether to accept or reject them. By this means the senate would be induced only to propose legislation that was in the public interest, since if they put forward measures in their own interests, the lower house would reject them.

Portrait of Gabriel Bonnet de Mably. Reproduced from Wikimedia Commons.

Portrait of Gabriel Bonnet de Mably. Reproduced from Wikimedia Commons.

A different method was proposed by Mably. He insisted that human reason and virtue were too weak to act alone  and that only a small proportion of people in any society would be capable of being led by reason at all times. Yet, he believed that even some of the strongest passions, if carefully orchestrated, could become virtues by being directed towards the public good. Offering rewards for public-spirited behaviour could ensure that ambition or the desire for fame and glory could be channelled towards positive ends. There is a close link between these methods and what modern behavioural scientists call nudge theory.

It would be naïve to think that society could be transformed overnight, but it would also be wrong to think that governments are impotent in these matters. Changes can be made by those courageous enough to do so. On 29 February 2020 the government of Luxembourg introduced free public transport  across the entire country. In addition to seeing public transport as a public good, this is also a move designed to bring an even greater public benefit - that of improving the environment. There is evidence to suggest that this move alone may not be sufficient to encourage car users to make fewer journeys. But when pull factors - such as free public transport - are combined with push factors - an increase in parking fees, congestion charging, and increased fuel taxes - the desired outcome can perhaps be achieved. The pertinent question, then, is not whether citizens are virtuous enough to put the public good before their own private interests, but rather whether politicians are courageous enough to put in place the measures that would induce them to do this.